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急速赛车一分钟开奖

急速赛车一分钟开奖:Zheng Fushi: The fund industry association has registered more than 80,000 practitioners for practice registration and provides personnel savings for the development of the industry.

时间:2018/4/17 18:23:13  作者:  来源:  浏览:0  评论:0
内容摘要: On April 17, Zheng Fushi, deputy secretary-general of the China Securities Investment Fund Industry Association (hereinafter referred to as...

On April 17, Zheng Fushi, deputy secretary-general of the China Securities Investment Fund Industry Association (hereinafter referred to as "the fund industry association"), was a guest of Xinhuanet meeting room and interacted with netizens on related topics of the 20th anniversary of the fund industry. Zheng Fushi said that since the establishment of the fund industry association, 33 examinations have been held, with a reference of nearly 4.8 million, and the practice registration of more than 80,000 practitioners involved in public offerings, custody, and sales agencies has provided talent savings for the development of the industry. In the continuous improvement of practitioners practicing quality, standardized practice behavior.

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The "Fund Law" has given the association very important responsibilities. In the first chapter of the General Regulations, the "Foundation of the Fund Industry Association" chapter was specifically established, which clearly stipulated the legal status and specific responsibilities of the association. "This has provided an important legal guarantee for the effective functioning of the association and the promotion of the industry's normative development." Zheng Fushi said that over the years, the association has actively practiced all the duties conferred by the "Fund Law" and has always upheld the "service, self-discipline, and innovation." With the aim to build a modern industry association that is “advocated by the industry, welcomed by the market, trusted by trustees, and trusted by the public”, it has done its best to promote industry self-regulation and promote innovation and development in the industry, and has achieved positive results.

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In his opinion, there are three specific tasks.

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First, we will continue to strengthen industry self-discipline. Zheng Fushi introduced that over the years, the fund industry association has continuously built and improved the industry self-discipline rule system, and has formulated more than 40 industry self-regulation rules and industry standards, covering the management of fund management companies, practitioner management, fund custody and sales, and fund investment. The main business lines of transactions such as transactions, compliance risk control, fund accounting, taxation, dividends, and investor education constitute the legal systems, departmental rules, and self-discipline rules that complement and complement each other and improve the industry's regulatory system. Regulate healthy development and escort.

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According to the industry's new business and new service development needs, the fund industry association shall formulate relevant business standards in a timely manner. For example, the fund's participation in margin financing and securities financing business guidelines, fund valuation, business guidelines, fund service outsourcing service guidelines, and fund fund valuation. Value-based business guidelines and other industry standards guide the development of relevant business standards.

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Carefully organized professional qualification examinations and practice qualification management. Since the founding of the Fund Industry Association, 33 examinations have been held, with a reference of nearly 4.8 million subjects, and practice registration management for more than 80,000 practitioners involved in public offerings, custody and sales, etc. It not only provides talent savings for the development of the industry, but also continuously enhances the qualifications of practitioners and regulates practice behaviors.

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At the same time, the fund industry association timely carried out self-discipline inspections of the industry, seriously handled industry complaints and reports, handled disputes mediately, and promptly disposed of violations of the self-regulatory rules by industry organizations or employees, and promptly transferred the violations of regulatory requirements to the regulatory authorities. Disposal, maintain the “zero-tolerance” attitude toward violations of self-regulation rules by industry organizations, give self-discipline measures, and strive to optimize the industry's practice order with warning effects.

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The second is to do a good job for the industry's service work. Zheng Fushi stated that the fund industry association organizes various types of business and regulatory training from the perspectives of business innovation, regulatory and policy changes, and regular business development. In 2017, only 56 face-to-face training courses were held, accumulating nearly 14,000 people in total. 12.2 million people participated in the training through the remote training system, and the training time reached 1.1 million class hours.

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Take advantage of the professional consultation and wisdom of professional committees, organize various business exchanges and discussions, and continue to strengthen communication with overseas fund supervision agencies, industry associations, and outstanding asset management agencies, and organize a large number of forums, lectures, and salons. Exchanges on professional issues in related fields, and continuously improves the professionalism and internationalization of the fund industry.

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Looking at the latest developments at home and abroad, making use of industry information resources to conduct information and data processing, and providing targeted industry with unpaid information and data services, so that industry agencies can grasp the frontier dynamics in a timely manner, control development direction, and be effective in preventing Industry risks provide technical support.

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Actively safeguard the interests of industry and members, pay close attention to and timely collect industry opinions and suggestions, strengthen research, coordination and communication, timely follow-up organizations that need the association to organize industry forces to jointly resolve, and promptly reflect on associations that need relevant departments to support resolution. .

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The fund industry association also plays an organizational role in the areas of investor education, publicity and maintenance of industry images, organizing industries to implement poverty alleviation, and fulfilling social responsibilities, and focuses on industry forces to act together. Both have achieved positive results. For example, the Association organized more than 20 organizations last year. The industrial institutions contributed a total of more than 20 million yuan to support the accurate poverty alleviation project in Shanxi Qianxi County.

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The third is to strive to promote innovation and development of the industry. Zheng Fushi said that over the years, the fund industry association has continued to pay attention to the possible impact of macroeconomics, major policies and events on the development of the industry, focusing on the liquidity of public funds, relevant issues of the classification fund , risk management of fund subsidiaries, taxation of fund management companies, etc. Related issues Organize relevant forums to discuss, promote the bottleneck that restricts the development of the industry, and help the healthy development of industry organizations.

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Research and exploration to develop innovative business development in the organization industry, such as continuing to promote the establishment of the third pillar of pensions and promoting the development of public pension funds to better serve the personal pension business, the Association has established a pension professional committee to actively participate in coordination and communication and research and demonstration work. And efforts are being made to promote it. Recently, the “Pilot Notice on Personal Tax Deferred Commercial Endowment Insurance Pilot Notice” has been issued at the national level. The China Securities Regulatory Commission has also officially released guidance on pension investment securities funds for public funds to participate in and serve individuals. The pension business lays a good institutional foundation.

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Actively and steadily push forward the tax system reform of asset management products to create a sound tax environment for the healthy development of the industry. In order to actively and steadily push forward the adjustment of the tax system so as to promote the development of the capital market, in recent years the Fund Industry Association has strengthened communication with the taxation and taxation authorities and relevant regulatory authorities and provided suggestions and suggestions. It is proposed to establish a comprehensive tax system that is conducive to long-term capital formation and strives for good development of the industry. Tax system environment.

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Zheng Fushi stressed that when the fund industry association faces major challenges in the development of the industry, it should have the overall awareness and must be brave enough to take on the responsibility. For example, during the abnormal fluctuation of the stock market in 2015, the association maintained close linkage with the industry, promptly warned of risks, called for industry organizations to improve their risk control capabilities, return to value investment, and pooled industry forces to effectively stabilize market expectations.


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